Looking to move your portfolio management beyond a spreadsheet?
If you are an advisor looking to either start or grow your practice, we offer affordable solutions that will help you move beyond a spreadsheet. If you don’t need to own your server and don’t want to pay a set up fee to customize your data, this option is for you.
Historically, the infrastructure costs of running an independent investment advisory business has made it prohibitive for most. However, with the services of a clearing broker, advisors get the flexibility to build their own business model.
Highlights:
- We provide suggestions on what to look for in a correspondent clearer.
- We give advice on how to transfer client history from one institution to another.
- We offer a shared environment with access to a standard portfolio management solution and daily file uploads.
FAQ:
- What type of reports should I be providing to investors?
- How often should I communicate with my clients?
- What will my compliance issues be the first year?
- What should my operation costs be as a percentage of assets under management?